An adviser's good practice has research and due diligence as a central function.
Research and due diligence are separate requirements – and are not the same thing. The first one is about understanding and evaluating a business or investment possibility; the second one is about checking out the participants, their suitability for the client, and the regulatory enviroment.
Thank you for subscribing to our newsletter.
We will never spam you or sell your data.
Oops, there was an error sending your message.
Please try again.